Conference of Heads of Compliance

   Apr 15th to 16th, 2013
 
09:00 AM to 05:00 PM
 Taj Mahal Palace, Gateway, Mumbai

Objective

The objective of the conference was to have a dialogue with the Heads of Compliance of Commercial banks of the key aspects of their role in ensuring regulatory compliance in letter and spirit from prudential, consumer protection and financial integrity perspective.

Documents

Program Description
Mon Apr, 2013 88.2 KB

Participants Profile

Heads of Compliance of commercial banks in India.

Presentation Reading Materials

Managing Compliance Risk Role of Board, CEO & Senior Management
Shikha Sharma
Compliance Function in a Financial Conglomerate
Sandeep Batra
Compliance function in Banks Regulator’s perspective
B Mahapatra
Ensuring Financial Integrity—Compliance with KYC/AML
Vinay Baijal
Compliance with FEMA - Role of Compliance Officer
Rudra Narayan Kar
Interaction Between Internal Audit and Compliance Functions
Sanjay Chougule
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